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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Louisville, KY

Every SEC-registered investment adviser representative at a firm office in Louisville, with the firms that employ the most of them.

1,185 registered advisors work in Louisville; the most are at Robert W. Baird & Co. Incorporated (146). 171 list the CFP designation and 918 are also registered broker representatives.

Firms with the most advisors in Louisville

FirmAdvisors in Louisville
Robert W. Baird & Co. Incorporated news146
Morgan Stanley news81
Raymond James & Associates, Inc. news53
Cerity Partners LLC news48
Ameriprise Financial Services, LLC news47
LPL Financial LLC news44
Merrill Lynch, Pierce, Fenner & Smith Incorporated news34
Edward Jones news33
UBS Financial Services Inc. news33
J.P. Morgan Securities LLC news28
State Farm Investment Management Corp.28
Private Client Services, LLC26
Osaic Wealth, Inc. news25
Stifel, Nicolaus & Company, Incorporated news25
Fifth Third Securities, Inc.23
Strategic Advisers LLC22
Strategic Wealth Investment Group, LLC21
Cetera Investment Advisers LLC news19
Kpp Advisory Services LLC19
PNC Wealth Management LLC18
Wells Fargo Clearing Services, LLC news17
Raymond James Financial Services Advisors, Inc. news16
Cambridge Investment Research Advisors, Inc. news12
LPL Enterprise, LLC news11
First Kentucky Securities Corporation10

Advisors in Louisville, A to Z (first 300 of 1,185)

CFP advisors in Louisville →

Other cities in Kentucky

All of Kentucky →

Covington 629Lexington 572Bowling Green 96Owensboro 73Florence 72Paducah 67Elizabethtown 45Fort Wright 44Independence 43Fort Mitchell 38Henderson 34Union 31Prospect 29Richmond 27Danville 26Fort Thomas 25Crestview Hills 24Bardstown 23Edgewood 23Nicholasville 23Alexandria 21Hebron 21Ashland 20Erlanger 20

Questions

How many financial advisors are in Louisville, KY?

1,185 investment adviser representatives are registered at firm offices in Louisville, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 918 of them are also registered as broker representatives, and 171 list the CFP designation.

Which firm has the most financial advisors in Louisville?

Robert W. Baird & Co. Incorporated, with 146 registered advisors in Louisville, followed by Morgan Stanley with 81.

How do I check a financial advisor in Louisville?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.