Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Prospect, KY

Every SEC-registered investment adviser representative at a firm office in Prospect, with the firms that employ the most of them.

29 registered advisors work in Prospect; the most are at The Gleason Group, Inc. (4). 3 list the CFP designation and 16 are also registered broker representatives.

Firms with the most advisors in Prospect

FirmAdvisors in Prospect
The Gleason Group, Inc.4
Blvd Private Wealth, LLC3
Strategic Advisers LLC3
Cambridge Investment Research Advisors, Inc. news2
Almanack Investment Partners1
Alphastar Capital Management1
Ameriprise Financial Services, LLC news1
Cetera Investment Advisers LLC news1
D.A. Davidson & Co.1
Demeter Tactical Investments Corp.1
Eagle Strategies LLC1
Fifth Third Securities, Inc.1
J.P. Morgan Securities LLC news1
Jla Capital, LLC1
Lightpath Wealth & Tax Advisors1
Osaic Wealth, Inc. news1
PNC Wealth Management LLC1
Raymond James Financial Services Advisors, Inc. news1
Robert W. Baird & Co. Incorporated news1
Sowell Management1
Stancorp Investment Advisers, Inc.1

Advisors in Prospect, A to Z

CFP advisors in Prospect →

Other cities in Kentucky

All of Kentucky →

Louisville 1,185Covington 629Lexington 572Bowling Green 96Owensboro 73Florence 72Paducah 67Elizabethtown 45Fort Wright 44Independence 43Fort Mitchell 38Henderson 34Union 31Richmond 27Danville 26Fort Thomas 25Crestview Hills 24Bardstown 23Edgewood 23Nicholasville 23Alexandria 21Hebron 21Ashland 20Erlanger 20

Questions

How many financial advisors are in Prospect, KY?

29 investment adviser representatives are registered at firm offices in Prospect, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 16 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Prospect?

The Gleason Group, Inc., with 4 registered advisors in Prospect, followed by Blvd Private Wealth, LLC with 3.

How do I check a financial advisor in Prospect?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.