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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Fort Thomas, KY

Every SEC-registered investment adviser representative at a firm office in Fort Thomas, with the firms that employ the most of them.

22 registered advisors work in Fort Thomas; the most are at Strategic Advisers LLC (10). 0 list the CFP designation and 19 are also registered broker representatives.

Firms with the most advisors in Fort Thomas

FirmAdvisors in Fort Thomas
Strategic Advisers LLC10
Raymond James Financial Services Advisors, Inc. news4
LPL Financial LLC news2
State Farm Investment Management Corp.2
Daybright Advisory Services, Inc.1
Fifth Third Securities, Inc.1
RBC Capital Markets, LLC news1
Strategic Wealth Partners LLC1

Advisors in Fort Thomas, A to Z

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Other cities in Kentucky

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Louisville 1,255Covington 611Lexington 606Bowling Green 98Owensboro 86Florence 81Paducah 75Fort Wright 51Independence 50Fort Mitchell 48Elizabethtown 43Henderson 37Union 33Crestview Hills 29Edgewood 29Richmond 29Danville 28Nicholasville 26Prospect 25Erlanger 24Alexandria 23Bardstown 23Hebron 23Murray 21

Questions

How many financial advisors are in Fort Thomas, KY?

22 investment adviser representatives are registered at firm offices in Fort Thomas, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 19 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Fort Thomas?

Strategic Advisers LLC, with 10 registered advisors in Fort Thomas, followed by Raymond James Financial Services Advisors, Inc. with 4.

How do I check a financial advisor in Fort Thomas?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.