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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Richmond, KY

Every SEC-registered investment adviser representative at a firm office in Richmond, with the firms that employ the most of them.

29 registered advisors work in Richmond; the most are at Edward Jones (12). 0 list the CFP designation and 29 are also registered broker representatives.

Firms with the most advisors in Richmond

FirmAdvisors in Richmond
Edward Jones news12
LPL Financial LLC news5
J.P. Morgan Securities LLC news2
State Farm Investment Management Corp.2
Van Leeuwen Retirement & Investment Services2
Eagle Strategies LLC1
Fifth Third Securities, Inc.1
PNC Wealth Management LLC1
Pfs Investments Inc.1
Stonex Advisors Inc.1
Tiaa-Cref Individual & Institutional Services, LLC1

Advisors in Richmond, A to Z

Search all of Kentucky →

Other cities in Kentucky

All of Kentucky →

Louisville 1,255Covington 611Lexington 606Bowling Green 98Owensboro 86Florence 81Paducah 75Fort Wright 51Independence 50Fort Mitchell 48Elizabethtown 43Henderson 37Union 33Crestview Hills 29Edgewood 29Danville 28Nicholasville 26Prospect 25Erlanger 24Alexandria 23Bardstown 23Hebron 23Fort Thomas 22Murray 21

Questions

How many financial advisors are in Richmond, KY?

29 investment adviser representatives are registered at firm offices in Richmond, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 29 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Richmond?

Edward Jones, with 12 registered advisors in Richmond, followed by LPL Financial LLC with 5.

How do I check a financial advisor in Richmond?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.