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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Independence, KY

Every SEC-registered investment adviser representative at a firm office in Independence, with the firms that employ the most of them.

43 registered advisors work in Independence; the most are at Strategic Advisers LLC (32). 2 list the CFP designation and 39 are also registered broker representatives.

Firms with the most advisors in Independence

FirmAdvisors in Independence
Strategic Advisers LLC32
Fifth Third Securities, Inc.3
LPL Financial LLC news2
State Farm Investment Management Corp.2
Cambridge Investment Research Advisors, Inc. news1
Charles Schwab & Co., Inc. news1
Savvy1
U.S. Bancorp Advisors, LLC1

Advisors in Independence, A to Z

CFP advisors in Independence →

Other cities in Kentucky

All of Kentucky →

Louisville 1,185Covington 629Lexington 572Bowling Green 96Owensboro 73Florence 72Paducah 67Elizabethtown 45Fort Wright 44Fort Mitchell 38Henderson 34Union 31Prospect 29Richmond 27Danville 26Fort Thomas 25Crestview Hills 24Bardstown 23Edgewood 23Nicholasville 23Alexandria 21Hebron 21Ashland 20Erlanger 20

Questions

How many financial advisors are in Independence, KY?

43 investment adviser representatives are registered at firm offices in Independence, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 39 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Independence?

Strategic Advisers LLC, with 32 registered advisors in Independence, followed by Fifth Third Securities, Inc. with 3.

How do I check a financial advisor in Independence?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.