Wealth manager, independent · New York, NY
Savvy
Savvy Advisors, Inc. · SEC-registered investment adviser · CRD 318493 · SEC 801-123656
At a glance
Savvy is an SEC-registered investment adviser based in New York, New York, with $5.0B in regulatory assets under management as of its Form ADV filed March 31, 2026. It reports 4,552 individual clients, 1,139 of them high-net-worth, holding an average of about $1.1 million each, and 170 employees. That ranks it 223rd among the nation’s 5,657 independent wealth management RIAs and 23rd of 408 in New York. It reports 3 custodians for its clients’ separately managed accounts: Charles Schwab, Fidelity and Interactive Brokers.
Main office 833-745-6789savvywealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $5.0B
- Rank among independent wealth managers
- #223 of 5,657
- Rank among all SEC RIAs
- #2,104 of 17,210
- Rank in New York
- #23 of 408
- Individual clients
- 4,552
- High-net-worth clients
- 1,139
- Accounts
- 14,645
- Discretionary
- 99% of AUM
- Employees
- 170
- Advisory staff
- 101
- Offices
- 127
Owners and executives on its Form ADV
- Ritik (. MalhotraChief Executive Officer
- Amir H. Har-ElChief Operating Officer
- Lisandra E. WilmottChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Savvy is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Savvy Wealth Management LLC.
- Savvy Wealth Management LLC ↗CRD 338136
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 3,413 | $3.5B | 70% |
| High-net-worth individuals | 1,139 | $1.4B | 27% |
| Corporations or other businesses | 26 | $63M | 1% |
| Pension and profit sharing plans | 24 | $60M | 1% |
| Charitable organizations | 11 | $44M | <1% |
Disciplinary disclosures
Savvy answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗savvywealth.com ↗Savvy news and profile →
People at Savvy in our coverage
All people →AtlasMembers
The full record on Savvy
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 809 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New York
All of New York →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Stelac Advisory Services LLCNew York | $6.3B | 98 |
| J. Safra Asset Management CorporationNew York City | $6.3B | 3,374 |
| Klingman and Associates, LLCNew York | $5.7B | 704 |
| Compound Planning, Inc.New York | $4.8B | 11,480 |
| Klingenstein Fields AdvisorsNew York | $4.7B | 1,237 |
| Seven Bridges Advisors LLCNew York | $4.6B | 128 |
Background
Questions
How much does Savvy manage?
Savvy reports $5.0B in regulatory assets under management across 14,645 accounts, 99% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
How many clients does Savvy have?
It reports 4,552 individual clients: 1,139 high-net-worth individuals and 3,413 other individuals. Individuals account for about 97% of its regulatory assets.
Where is Savvy headquartered?
Its main office is in New York, New York. It reports 127 offices in total and 170 employees, 101 of whom perform investment advisory functions.
How does Savvy charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Savvy use?
It reports 3 custodians for its clients’ separately managed accounts: Charles Schwab, Fidelity and Interactive Brokers. On Schedule D of its Form ADV filed March 31, 2026, it reports these amounts held: Charles Schwab ($2.8B); Fidelity ($2.1B); Interactive Brokers ($14M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Savvy a hybrid RIA with a broker-dealer?
Savvy is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Savvy Wealth Management LLC. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Savvy a fiduciary?
As an SEC-registered investment adviser, Savvy owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 4 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Savvy’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →