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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lexington, KY

Every SEC-registered investment adviser representative at a firm office in Lexington, with the firms that employ the most of them.

572 registered advisors work in Lexington; the most are at Robert W. Baird & Co. Incorporated (38). 97 list the CFP designation and 387 are also registered broker representatives.

Firms with the most advisors in Lexington

FirmAdvisors in Lexington
Robert W. Baird & Co. Incorporated news38
LPL Financial LLC news37
Meridian Wealth Management, LLC35
Merrill Lynch, Pierce, Fenner & Smith Incorporated news30
Keystone Financial Group, LLC24
Raymond James Financial Services Advisors, Inc. news24
Edward Jones news21
McF Advisors, LLC19
J.P. Morgan Securities LLC news17
Raymond James & Associates, Inc. news17
Morgan Stanley news16
Strategic Advisers LLC15
Cetera Investment Advisers LLC news13
Osaic Wealth, Inc. news12
Fifth Third Securities, Inc.10
State Farm Investment Management Corp.10
Ballast, Inc.8
Charles Schwab & Co., Inc. news8
Truist Advisory Services, Inc. news8
Abri LLC7
Ameriprise Financial Services, LLC news7
Wells Fargo Clearing Services, LLC news7
Alpha Financial Partners LLC6
Dupree Financial Group, LLC6
Edelman Financial Engines news6

Advisors in Lexington, A to Z (first 300 of 572)

CFP advisors in Lexington →

Other cities in Kentucky

All of Kentucky →

Louisville 1,185Covington 629Bowling Green 96Owensboro 73Florence 72Paducah 67Elizabethtown 45Fort Wright 44Independence 43Fort Mitchell 38Henderson 34Union 31Prospect 29Richmond 27Danville 26Fort Thomas 25Crestview Hills 24Bardstown 23Edgewood 23Nicholasville 23Alexandria 21Hebron 21Ashland 20Erlanger 20

Questions

How many financial advisors are in Lexington, KY?

572 investment adviser representatives are registered at firm offices in Lexington, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 387 of them are also registered as broker representatives, and 97 list the CFP designation.

Which firm has the most financial advisors in Lexington?

Robert W. Baird & Co. Incorporated, with 38 registered advisors in Lexington, followed by LPL Financial LLC with 37.

How do I check a financial advisor in Lexington?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.