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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Union, KY

Every SEC-registered investment adviser representative at a firm office in Union, with the firms that employ the most of them.

The short answer

32 registered advisors work in Union; the most are at Strategic Advisers LLC (20). 2 list the CFP designation and 29 are also registered broker representatives.

Firms with the most advisors in Union

FirmAdvisors in Union
Strategic Advisers LLC20
State Farm Investment Management Corp.2
Ameritas Advisory Services, LLC1
Fifth Third Securities, Inc.1
Lincoln Investment1
Lloyd Financial Group LLC1
Onedigital1
Osaic Wealth, Inc. news1
Profolio Investments, Inc.1
RBC Capital Markets, LLC news1
Transamerica Retirement Advisors, LLC1
Woodstock Wealth Management, Inc.1

Advisors in Union, A to Z

CFP advisors in Union →

Other cities in Kentucky

All of Kentucky →

Louisville 1,175Covington 588Lexington 580Bowling Green 95Florence 79Owensboro 76Paducah 68Fort Wright 48Independence 48Fort Mitchell 43Elizabethtown 42Henderson 35Edgewood 28Crestview Hills 26Richmond 26Danville 25Prospect 25Nicholasville 24Alexandria 23Erlanger 22Fort Thomas 22Hebron 22Bardstown 21Murray 20

Questions

How many financial advisors are in Union, KY?

32 investment adviser representatives are registered at firm offices in Union, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 29 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Union?

Strategic Advisers LLC, with 20 registered advisors in Union, followed by State Farm Investment Management Corp. with 2.

How do I check a financial advisor in Union?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.