Wealth manager, independent · Woodstock, GA
Woodstock Wealth Management, Inc.
SEC-registered investment adviser · CRD 283472 · SEC 801-112663
At a glance
Woodstock Wealth Management, Inc. is an SEC-registered investment adviser based in Woodstock, Georgia, with $727 million in regulatory assets under management as of its Form ADV filed April 1, 2026. Its largest client group by assets is individuals, and it reports 1,554 individual clients. By Form ADV it is a wealth manager, ranked 2,081st of 8,915 wealth managers and 6,427th of 17,210 SEC-registered advisers by assets.
Main office 800-279-4468wwmria.comAs filed on Form ADV
- Regulatory AUM
- $727M
- Rank among wealth managers
- #2,081 of 8,915
- Rank among all SEC RIAs
- #6,427 of 17,210
- Rank in Georgia
- #124 of 331
- Individual clients
- 1,554
- High-net-worth clients
- 116
- Accounts
- 2,995
- Discretionary
- 100% of AUM
- Employees
- 26
- Advisory staff
- 26
- Offices
- 26
Owners and executives on its Form ADV
- William J. RaikeChief Executive Officer/chief Compliance Officer
- Anthony D. BrancaPresident/chief Operating Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Woodstock Wealth Management, Inc. is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 1,438 | $345M | 48% |
| High-net-worth individuals | 116 | $318M | 44% |
| Corporations or other businesses | 32 | $63M | 9% |
| Charitable organizations | – | $0M | <1% |
Disciplinary disclosures
Woodstock Wealth Management, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗wwmria.com ↗
AtlasMembers
The full record on Woodstock Wealth Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 4,376 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Woodstock Wealth Management, Inc. manage?
Woodstock Wealth Management, Inc. reports $727 million in regulatory assets under management across 2,995 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 1, 2026.
What kind of firm is Woodstock Wealth Management, Inc.?
Woodstock Wealth Management, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Woodstock Wealth Management, Inc.’s clients?
By assets, its largest client types are individuals ($345 million, 1,438 clients); high-net-worth individuals ($318 million, 116 clients); corporations or other businesses ($63 million, 32 clients).
Does Woodstock Wealth Management, Inc. have any disciplinary history?
Woodstock Wealth Management, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Woodstock Wealth Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →