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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Henderson, KY

Every SEC-registered investment adviser representative at a firm office in Henderson, with the firms that employ the most of them.

34 registered advisors work in Henderson; the most are at Ameriprise Financial Services, LLC (7). 3 list the CFP designation and 33 are also registered broker representatives.

Firms with the most advisors in Henderson

FirmAdvisors in Henderson
Ameriprise Financial Services, LLC news7
Robert W. Baird & Co. Incorporated news7
Fifth Third Securities, Inc.5
Edward Jones news4
LPL Financial LLC news4
State Farm Investment Management Corp.3
Centaurus Financial, Inc.1
Osaic Wealth, Inc. news1
Raymond James Financial Services Advisors, Inc. news1
Transamerica Retirement Advisors, LLC1

Advisors in Henderson, A to Z

CFP advisors in Henderson →

Other cities in Kentucky

All of Kentucky →

Louisville 1,185Covington 629Lexington 572Bowling Green 96Owensboro 73Florence 72Paducah 67Elizabethtown 45Fort Wright 44Independence 43Fort Mitchell 38Union 31Prospect 29Richmond 27Danville 26Fort Thomas 25Crestview Hills 24Bardstown 23Edgewood 23Nicholasville 23Alexandria 21Hebron 21Ashland 20Erlanger 20

Questions

How many financial advisors are in Henderson, KY?

34 investment adviser representatives are registered at firm offices in Henderson, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 33 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Henderson?

Ameriprise Financial Services, LLC, with 7 registered advisors in Henderson, followed by Robert W. Baird & Co. Incorporated with 7.

How do I check a financial advisor in Henderson?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.