Adviser and broker representative · Ameriprise Financial Services, LLC
Erick T. Dalton
CRD 4232321 · Henderson, KY
At a glance
Erick T. Dalton is an investment adviser representative with Ameriprise Financial Services, LLC in Henderson, KY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Erick’s SEC record dates to 2000, about 26 years ago. Erick is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Ameriprise Financial Services, LLCSince September 2000Henderson, KY · $660B in regulatory assets
SEC adviser record
- Registered since
- 2000 (26 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Erick’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.