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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Ashland, KY

Every SEC-registered investment adviser representative at a firm office in Ashland, with the firms that employ the most of them.

20 registered advisors work in Ashland; the most are at Robert W. Baird & Co. Incorporated (5). 0 list the CFP designation and 18 are also registered broker representatives.

Firms with the most advisors in Ashland

FirmAdvisors in Ashland
Robert W. Baird & Co. Incorporated news5
Raymond James & Associates, Inc. news4
Cetera Investment Advisers LLC news2
Edward Jones news2
Leif Clarke Wealth Management, Inc.2
State Farm Investment Management Corp.2
Cambridge Investment Research Advisors, Inc. news1
Fifth Third Securities, Inc.1
Mwa Financial Services Inc.1

Advisors in Ashland, A to Z

Search all of Kentucky →

Other cities in Kentucky

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Louisville 1,255Covington 611Lexington 606Bowling Green 98Owensboro 86Florence 81Paducah 75Fort Wright 51Independence 50Fort Mitchell 48Elizabethtown 43Henderson 37Union 33Crestview Hills 29Edgewood 29Richmond 29Danville 28Nicholasville 26Prospect 25Erlanger 24Alexandria 23Bardstown 23Hebron 23Fort Thomas 22

Questions

How many financial advisors are in Ashland, KY?

20 investment adviser representatives are registered at firm offices in Ashland, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 18 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Ashland?

Robert W. Baird & Co. Incorporated, with 5 registered advisors in Ashland, followed by Raymond James & Associates, Inc. with 4.

How do I check a financial advisor in Ashland?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.