Chief Compliance Officer · Aristides Capital LLC
Kathryn W. Davis
CRD 8173338 · Named on Form ADV at one SEC-registered adviser
At a glance
Aristides Capital LLC, an SEC-registered private fund adviser based in Louisville, KY with $541 million in regulatory assets, lists Kathryn W. Davis on its Form ADV as Chief Compliance Officer.
Firms and roles
- Aristides Capital LLCChief Compliance OfficerPrivate fund adviser · Louisville, KY · $541M in regulatory assets
AtlasMembers
Kathryn’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Claire M. BrownManaging Member, Aristides Capital LLC
- Daniel C. NallPrincipal & Portfolio Manager, Aristides Capital LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathryn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.