Adviser and broker representative · Cetera Investment Advisers LLC
Clinton K. Carrier
CRD 5054604 · Louisville, KY
At a glance
Clinton K. Carrier is an investment adviser representative with Cetera Investment Advisers LLC in Louisville, KY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Clinton’s SEC record dates to 2011, about 14 years ago. Clinton is also registered as a broker representative.
Current advisory firm
- Cetera Investment Advisers LLCSince March 2025Louisville, KY · $257B in regulatory assets
SEC adviser record
- Registered since
- 2011 (14 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Clinton’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.