Financial ADVSR advisor directory · SEC adviser records
Principal Securities, Inc. financial advisors in Indianapolis, IN
Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Indianapolis, A to Z.
The short answer
7 registered advisors work at Principal Securities, Inc. in Indianapolis, out of 1,318 at the firm nationwide; it ranks number 48 in the city by advisors. 1 list the CFP designation and 7 are also registered broker representatives.
Principal Securities, Inc. advisors in Indianapolis, A to Z
Every Principal Securities, Inc. advisor →- Bart M. ConnerAlso a broker rep
- Michael R. DeprosperoAlso a broker rep
- Ryan R. DonovanCertified Financial Planner · Also a broker rep
- Matthew T. GrannanAlso a broker rep
- Jacob R. JewellAlso a broker rep
- Dustin P. PughAlso a broker rep
- Mark C. WheelockAlso a broker rep
Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Principal Securities, Inc. advisors in other cities
Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16
Other firms in Indianapolis
All Indianapolis advisors →Schwab Wealth Advisory, Inc. 160Charles Schwab & Co., Inc. 158Oneamerica Securities, Inc. 128Morgan Stanley 100Merrill Lynch, Pierce, Fenner & Smith Incorporated 99Ameriprise Financial Services, LLC 67MML Investors Services, LLC 62J.P. Morgan Securities LLC 55LPL Enterprise, LLC 51Cetera Investment Advisers LLC 49Thurston Springer Advisors 48Stifel, Nicolaus & Company, Incorporated 44
Questions
How many financial advisors does Principal Securities, Inc. have in Indianapolis?
7 investment adviser representatives are registered at Principal Securities, Inc. offices in Indianapolis, Indiana, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 1 list the CFP designation and 7 are also registered as broker representatives.
Is Principal Securities, Inc. one of the largest advisor employers in Indianapolis?
Principal Securities, Inc. ranks number 48 in Indianapolis by registered advisors; Schwab Wealth Advisory, Inc. has the most, with 160.
How do I check a Principal Securities, Inc. advisor in Indianapolis?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.