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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Springfield, PA

Every SEC-registered investment adviser representative at a firm office in Springfield, with the firms that employ the most of them.

The short answer

9 registered advisors work in Springfield; the most are at Cetera Investment Advisers LLC (1). 0 list the CFP designation and 6 are also registered broker representatives.

Firms with the most advisors in Springfield

FirmAdvisors in Springfield
Cetera Investment Advisers LLC news1
Commonwealth Financial Network news1
Creative Planning news1
Edward Jones news1
Horter Investment Management, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Portfolio Medics, LLC1
Principal Securities, Inc.1
Strategic Advisers LLC1

Advisors in Springfield, A to Z

Search all of Pennsylvania →

Other cities in Pennsylvania

All of Pennsylvania →

Pittsburgh 1,486Philadelphia 1,111Malvern 827Conshohocken 470Wayne 408Allentown 378Lancaster 375Fort Washington 362Radnor 323Berwyn 297Sewickley 283Newtown Square 265West Chester 253Doylestown 243Yardley 234York 233Erie 224Bala Cynwyd 202Canonsburg 200Newtown 190Camp Hill 180West Conshohocken 174Bethlehem 173Exton 173

Questions

How many financial advisors are in Springfield, PA?

9 investment adviser representatives are registered at firm offices in Springfield, Pennsylvania, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Springfield?

Cetera Investment Advisers LLC, with 1 registered advisors in Springfield, followed by Commonwealth Financial Network with 1.

How do I check a financial advisor in Springfield?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.