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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Ames, IA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Ames, A to Z.

6 registered advisors work at LPL Financial LLC in Ames, out of 22,666 at the firm nationwide; it ranks number 2 in the city by advisors. 1 list the CFP designation and 6 are also registered broker representatives.

LPL Financial LLC advisors in Ames, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 809Fort Mill, SC 438Houston, TX 144Scottsdale, AZ 119Charlotte, NC 117Austin, TX 116Chicago, IL 109Las Vegas, NV 95Tampa, FL 91Honolulu, HI 88San Antonio, TX 87Fresno, CA 84Dallas, TX 81Seattle, WA 80Irvine, CA 74

Other firms in Ames

All Ames advisors →

Edward Jones 9Northwestern Mutual Investment Services, LLC 5Ameriprise Financial Services, LLC 4Stifel, Nicolaus & Company, Incorporated 4Tiaa-Cref Individual & Institutional Services, LLC 4Wells Fargo Clearing Services, LLC 3

Questions

How many financial advisors does LPL Financial LLC have in Ames?

6 investment adviser representatives are registered at LPL Financial LLC offices in Ames, Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 22,666 nationwide. 1 list the CFP designation and 6 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Ames?

LPL Financial LLC ranks number 2 in Ames by registered advisors; Edward Jones has the most, with 9.

How do I check a LPL Financial LLC advisor in Ames?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.