Chief Compliance Officer · BTC Capital Management
Robert P. Larsen
CRD 7254847 · Named on Form ADV at one SEC-registered adviser
At a glance
BTC Capital Management, an SEC-registered asset manager based in DES Moines, IA with $4.6 billion in regulatory assets, lists Robert P. Larsen on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- BTC Capital ManagementChief Compliance OfficerAsset manager · DES Moines, IA · $4.6B in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Scott D. EltjesPresident and CEO, BTC Capital Management
- Jon K. AugustineChief Investment Officer, BTC Capital Management
- Mark P. MandziaraSenior Managing Director, BTC Capital Management
- Donald J. CoffinChairman, Director, BTC Capital Management
- Kevin L. ChorniakChief Operating Officer, BTC Capital Management
2 more people named with Robert on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.