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Financial ADVSR advisor directory · SEC adviser records

West Financial Advisors, L.L.C. financial advisors in Des Moines, IA

Every SEC-registered investment adviser representative at a West Financial Advisors, L.L.C. office in Des Moines, A to Z.

The short answer

6 registered advisors work at West Financial Advisors, L.L.C. in Des Moines, out of 6 at the firm nationwide; it ranks number 10 in the city by advisors. 3 list the CFP designation and 0 are also registered broker representatives.

West Financial Advisors, L.L.C. advisors in Des Moines, A to Z

Every West Financial Advisors, L.L.C. advisor →

West Financial Advisors, L.L.C. advisors in every city and state →West Financial Advisors, L.L.C.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Des Moines

All Des Moines advisors →

Principal Securities, Inc. 175Principal Advised Services 43Principal Asset Management 37Cambridge Investment Research Advisors, Inc. 24Altitude Capital Management LLC 14LPL Financial LLC 13Edward Jones 11Btc Capital Management 9Legacy Financial Group 7Dmkc Advisory Services, LLC 5The Wealth Consulting Group 5Compound Planning, Inc. 4

Questions

How many financial advisors does West Financial Advisors, L.L.C. have in Des Moines?

6 investment adviser representatives are registered at West Financial Advisors, L.L.C. offices in Des Moines, Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 6 nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.

Is West Financial Advisors, L.L.C. one of the largest advisor employers in Des Moines?

West Financial Advisors, L.L.C. ranks number 10 in Des Moines by registered advisors; Principal Securities, Inc. has the most, with 175.

How do I check a West Financial Advisors, L.L.C. advisor in Des Moines?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the West Financial Advisors, L.L.C. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.