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Managing Member and Chief Compliance Officer · West Financial Advisors, L.L.C.

Laura K. West

CRD 5236631 · Named on Form ADV at one SEC-registered adviser

At a glance

West Financial Advisors, L.L.C., an SEC-registered wealth manager based in DES Moines, IA with $674 million in regulatory assets, lists Laura K. West on its Form ADV as Managing Member and Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Laura’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Laura’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.