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Financial ADVSR advisor directory · SEC adviser records

Ria Group, LLC financial advisors in Des Moines, IA

Every SEC-registered investment adviser representative at a Ria Group, LLC office in Des Moines, A to Z.

3 registered advisors work at Ria Group, LLC in Des Moines, out of 3 at the firm nationwide; it ranks number 16 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

Ria Group, LLC advisors in Des Moines, A to Z

Every Ria Group, LLC advisor →

Ria Group, LLC advisors in every city and state →Ria Group, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Des Moines

All Des Moines advisors →

Principal Securities, Inc. 175Principal Advised Services 44Principal Asset Management 37Cambridge Investment Research Advisors, Inc. 23Edward Jones 12LPL Financial LLC 11Btc Capital Management 9Altitude Capital Management LLC 7Legacy Financial Group 7West Financial Advisors, L.L.C. 6Dmkc Advisory Services, LLC 5Voya Financial Advisors, Inc. 5

Questions

How many financial advisors does Ria Group, LLC have in Des Moines?

3 investment adviser representatives are registered at Ria Group, LLC offices in Des Moines, Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is Ria Group, LLC one of the largest advisor employers in Des Moines?

Ria Group, LLC ranks number 16 in Des Moines by registered advisors; Principal Securities, Inc. has the most, with 175.

How do I check a Ria Group, LLC advisor in Des Moines?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ria Group, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.