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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Sioux Falls, SD

Every SEC-registered investment adviser representative at a firm office in Sioux Falls, with the firms that employ the most of them.

406 registered advisors work in Sioux Falls; the most are at Wells Fargo Clearing Services, LLC (37). 51 list the CFP designation and 319 are also registered broker representatives.

Firms with the most advisors in Sioux Falls

FirmAdvisors in Sioux Falls
Wells Fargo Clearing Services, LLC news37
Edward Jones news28
Principal Securities, Inc.22
Raymond James Financial Services Advisors, Inc. news19
Thrivent Investment Management Inc.18
LPL Financial LLC news16
Osaic Wealth, Inc. news16
Merrill Lynch, Pierce, Fenner & Smith Incorporated news15
Ameriprise Financial Services, LLC news12
Eagle Strategies LLC12
Morgan Stanley news12
Cetera Investment Advisers LLC news11
State Farm Investment Management Corp.11
UBS Financial Services Inc. news11
RBC Capital Markets, LLC news10
Elgethun Capital Management9
Hahn Financial Group8
Northwestern Mutual Investment Services, LLC8
Ria Advisory Group, LLC8
Compass Financial Group, Inc.7
Pfs Investments Inc.7
Mariner news6
Raymond James & Associates, Inc. news6
LPL Enterprise, LLC news5
Stifel, Nicolaus & Company, Incorporated news5

Advisors in Sioux Falls, A to Z (first 300 of 406)

CFP advisors in Sioux Falls →

Other cities in South Dakota

All of South Dakota →

Rapid City 130Aberdeen 49Watertown 39Dakota Dunes 32Spearfish 27Pierre 23Mitchell 21Yankton 21Brookings 20Huron 15Brandon 9Madison 8Custer 7Milbank 6Dell Rapids 5Vermillion 5Winner 5

Questions

How many financial advisors are in Sioux Falls, SD?

406 investment adviser representatives are registered at firm offices in Sioux Falls, South Dakota, according to the SEC's Investment Adviser Public Disclosure records. 319 of them are also registered as broker representatives, and 51 list the CFP designation.

Which firm has the most financial advisors in Sioux Falls?

Wells Fargo Clearing Services, LLC, with 37 registered advisors in Sioux Falls, followed by Edward Jones with 28.

How do I check a financial advisor in Sioux Falls?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.