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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Spearfish, SD

Every SEC-registered investment adviser representative at a firm office in Spearfish, with the firms that employ the most of them.

27 registered advisors work in Spearfish; the most are at LPL Financial LLC (10). 4 list the CFP designation and 25 are also registered broker representatives.

Firms with the most advisors in Spearfish

FirmAdvisors in Spearfish
LPL Financial LLC news10
Edward Jones news5
Ameriprise Financial Services, LLC news3
Hightower Advisors, LLC news1
Mwa Financial Services Inc.1
Northern Monarch Capital LLC1
Osaic Wealth, Inc. news1
Sharebuilder 401k1
State Farm Investment Management Corp.1
Thrivent Investment Management Inc.1
Voya Financial Advisors, Inc.1
Wells Fargo Clearing Services, LLC news1

Advisors in Spearfish, A to Z

CFP advisors in Spearfish →

Other cities in South Dakota

All of South Dakota →

Sioux Falls 406Rapid City 130Aberdeen 49Watertown 39Dakota Dunes 32Pierre 23Mitchell 21Yankton 21Brookings 20Huron 15Brandon 9Madison 8Custer 7Milbank 6Dell Rapids 5Vermillion 5Winner 5

Questions

How many financial advisors are in Spearfish, SD?

27 investment adviser representatives are registered at firm offices in Spearfish, South Dakota, according to the SEC's Investment Adviser Public Disclosure records. 25 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Spearfish?

LPL Financial LLC, with 10 registered advisors in Spearfish, followed by Edward Jones with 5.

How do I check a financial advisor in Spearfish?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.