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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Dakota Dunes, SD

Every SEC-registered investment adviser representative at a firm office in Dakota Dunes, with the firms that employ the most of them.

The short answer

32 registered advisors work in Dakota Dunes; the most are at Stifel, Nicolaus & Company, Incorporated (9). 4 list the CFP designation and 31 are also registered broker representatives.

Firms with the most advisors in Dakota Dunes

FirmAdvisors in Dakota Dunes
Stifel, Nicolaus & Company, Incorporated news9
RBC Capital Markets, LLC news7
Eagle Strategies LLC4
Edward Jones news3
Osaic Wealth, Inc. news3
Ameriprise Financial Services, LLC news2
Advisory Services Network1
Cetera Investment Advisers LLC news1
Raymond James & Associates, Inc. news1
Thrivent Investment Management Inc.1

Advisors in Dakota Dunes, A to Z

CFP advisors in Dakota Dunes →

Other cities in South Dakota

All of South Dakota →

Sioux Falls 406Rapid City 130Aberdeen 49Watertown 39Spearfish 27Pierre 23Mitchell 21Yankton 21Brookings 20Huron 15Brandon 9Madison 8Custer 7Milbank 6Dell Rapids 5Vermillion 5Winner 5

Questions

How many financial advisors are in Dakota Dunes, SD?

32 investment adviser representatives are registered at firm offices in Dakota Dunes, South Dakota, according to the SEC's Investment Adviser Public Disclosure records. 31 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Dakota Dunes?

Stifel, Nicolaus & Company, Incorporated, with 9 registered advisors in Dakota Dunes, followed by RBC Capital Markets, LLC with 7.

How do I check a financial advisor in Dakota Dunes?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.