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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Brookings, SD

Every SEC-registered investment adviser representative at a firm office in Brookings, with the firms that employ the most of them.

20 registered advisors work in Brookings; the most are at Thrivent Investment Management Inc. (5). 5 list the CFP designation and 18 are also registered broker representatives.

Firms with the most advisors in Brookings

FirmAdvisors in Brookings
Thrivent Investment Management Inc.5
Ameriprise Financial Services, LLC news3
Edward Jones news3
LPL Financial LLC news2
State Farm Investment Management Corp.2
Birch Investment Management, L.L.C.1
Knights Of Columbus Asset Advisors LLC1
Mutual Of Omaha Investor Services, Inc.1
Raymond James Financial Services Advisors, Inc. news1
Wells Fargo Clearing Services, LLC news1

Advisors in Brookings, A to Z

CFP advisors in Brookings →

Other cities in South Dakota

All of South Dakota →

Sioux Falls 406Rapid City 130Aberdeen 49Watertown 39Dakota Dunes 32Spearfish 27Pierre 23Mitchell 21Yankton 21Huron 15Brandon 9Madison 8Custer 7Milbank 6Dell Rapids 5Vermillion 5Winner 5

Questions

How many financial advisors are in Brookings, SD?

20 investment adviser representatives are registered at firm offices in Brookings, South Dakota, according to the SEC's Investment Adviser Public Disclosure records. 18 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Brookings?

Thrivent Investment Management Inc., with 5 registered advisors in Brookings, followed by Ameriprise Financial Services, LLC with 3.

How do I check a financial advisor in Brookings?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.