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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Sioux Falls, SD

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Sioux Falls, A to Z.

The short answer

10 registered advisors work at RBC Capital Markets, LLC in Sioux Falls, out of 3,466 at the firm nationwide; it ranks number 15 in the city by advisors. 0 list the CFP designation and 10 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Sioux Falls, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Sioux Falls

All Sioux Falls advisors →

Wells Fargo Clearing Services, LLC 37Edward Jones 28Principal Securities, Inc. 22Raymond James Financial Services Advisors, Inc. 19Thrivent Investment Management Inc. 18LPL Financial LLC 16Osaic Wealth, Inc. 16Merrill Lynch, Pierce, Fenner & Smith Incorporated 15Ameriprise Financial Services, LLC 12Eagle Strategies LLC 12Morgan Stanley 12Cetera Investment Advisers LLC 11

Questions

How many financial advisors does RBC Capital Markets, LLC have in Sioux Falls?

10 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Sioux Falls, South Dakota, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 0 list the CFP designation and 10 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Sioux Falls?

RBC Capital Markets, LLC ranks number 15 in Sioux Falls by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 37.

How do I check a RBC Capital Markets, LLC advisor in Sioux Falls?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.