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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Sioux Falls, SD

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Sioux Falls, A to Z.

The short answer

11 registered advisors work at UBS Financial Services Inc. in Sioux Falls, out of 8,476 at the firm nationwide; it ranks number 14 in the city by advisors. 0 list the CFP designation and 11 are also registered broker representatives.

UBS Financial Services Inc. advisors in Sioux Falls, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Sioux Falls

All Sioux Falls advisors →

Wells Fargo Clearing Services, LLC 35Edward Jones 29Principal Securities, Inc. 22Thrivent Investment Management Inc. 19Raymond James Financial Services Advisors, Inc. 18LPL Financial LLC 17Merrill Lynch, Pierce, Fenner & Smith Incorporated 17Osaic Wealth, Inc. 16Eagle Strategies LLC 13Cetera Investment Advisers LLC 12Morgan Stanley 12Ameriprise Financial Services, LLC 11

Questions

How many financial advisors does UBS Financial Services Inc. have in Sioux Falls?

11 investment adviser representatives are registered at UBS Financial Services Inc. offices in Sioux Falls, South Dakota, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 11 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Sioux Falls?

UBS Financial Services Inc. ranks number 14 in Sioux Falls by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 35.

How do I check a UBS Financial Services Inc. advisor in Sioux Falls?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.