Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Lake Oswego, OR
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Lake Oswego, A to Z.
The short answer
28 registered advisors work at UBS Financial Services Inc. in Lake Oswego, out of 8,475 at the firm nationwide; it ranks number 2 in the city by advisors. 2 list the CFP designation and 27 are also registered broker representatives.
UBS Financial Services Inc. advisors in Lake Oswego, A to Z
Every UBS Financial Services Inc. advisor →- Ronnie E. CobbAlso a broker rep
- Aaron M. DaughertyAlso a broker rep
- Brittany S. DohrwardtAlso a broker rep
- Edward S. FergusonCertified Financial Planner · Also a broker rep
- Joseph M. FergusonAlso a broker rep
- Carmen Y. GibsonAlso a broker rep
- Kevin L. GreeneAlso a broker rep
- Jack F. GrossAlso a broker rep
- Richard B. HallCertified Financial Planner · Also a broker rep
- Nathan E. HarrellAlso a broker rep
- Dallas D. HogensenInvestment adviser rep
- Gregory D. HogensenAlso a broker rep
- David I. JacksonAlso a broker rep
- Douglas JenkinsAlso a broker rep
- Carl R. JohnsenAlso a broker rep
- David A. LachowskiAlso a broker rep
- Ruth M. LazarskiAlso a broker rep
- Krystle J. MarianoAlso a broker rep
- Ann Marie McRileyAlso a broker rep
- Derek D. NelsonAlso a broker rep
- Scott R. NelsonAlso a broker rep
- Ali PanahpourAlso a broker rep
- Sara RichardsonAlso a broker rep
- Paula C. RobertsAlso a broker rep
- Michelle D. RogersAlso a broker rep
- Todd A. SchroederAlso a broker rep
- James A. WrennAlso a broker rep
- John D. WrennAlso a broker rep
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UBS Financial Services Inc. advisors in other cities
New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115
Other firms in Lake Oswego
All Lake Oswego advisors →Morgan Stanley 38Merrill Lynch, Pierce, Fenner & Smith Incorporated 24Robert W. Baird & Co. Incorporated 23Ameriprise Financial Services, LLC 22Aldrich Wealth LP 21Raymond James Financial Services Advisors, Inc. 20Charles Schwab & Co., Inc. 18MML Investors Services, LLC 18Wells Fargo Clearing Services, LLC 18Steward Partners Investment Advisory, LLC 17D.A. Davidson & Co. 14Human Investing 14
Questions
How many financial advisors does UBS Financial Services Inc. have in Lake Oswego?
28 investment adviser representatives are registered at UBS Financial Services Inc. offices in Lake Oswego, Oregon, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 2 list the CFP designation and 27 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Lake Oswego?
UBS Financial Services Inc. ranks number 2 in Lake Oswego by registered advisors; Morgan Stanley has the most, with 38.
How do I check a UBS Financial Services Inc. advisor in Lake Oswego?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.