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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Lake Oswego, OR

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Lake Oswego, A to Z.

The short answer

13 registered advisors work at RBC Capital Markets, LLC in Lake Oswego, out of 3,466 at the firm nationwide; it ranks number 15 in the city by advisors. 0 list the CFP designation and 13 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Lake Oswego, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Lake Oswego

All Lake Oswego advisors →

Morgan Stanley 38UBS Financial Services Inc. 32Merrill Lynch, Pierce, Fenner & Smith Incorporated 24Robert W. Baird & Co. Incorporated 23Ameriprise Financial Services, LLC 22Aldrich Wealth LP 21Raymond James Financial Services Advisors, Inc. 20Charles Schwab & Co., Inc. 18MML Investors Services, LLC 18Wells Fargo Clearing Services, LLC 18Steward Partners Investment Advisory, LLC 17D.A. Davidson & Co. 14

Questions

How many financial advisors does RBC Capital Markets, LLC have in Lake Oswego?

13 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Lake Oswego, Oregon, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 0 list the CFP designation and 13 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Lake Oswego?

RBC Capital Markets, LLC ranks number 15 in Lake Oswego by registered advisors; Morgan Stanley has the most, with 38.

How do I check a RBC Capital Markets, LLC advisor in Lake Oswego?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.