President and Chief Compliance Officer · High Plains Investment Advisors, Inc.
Timothy D. Mack
CRD 3106624 · Named on Form ADV at one SEC-registered adviser
At a glance
High Plains Investment Advisors, Inc., an SEC-registered wealth manager based in Lubbock, TX with $191 million in regulatory assets, lists Timothy D. Mack on its Form ADV as President and Chief Compliance Officer, a control person.
Firms and roles
- High Plains Investment Advisors, Inc.President and Chief Compliance OfficerWealth manager · Lubbock, TX · $191M in regulatory assets
AtlasMembers
Timothy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Brad A. PruittVice President, High Plains Investment Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.