President, Director and Chief Compliance Officer · Summa Corp.
Maria L. Bernaldo De Quiros
CRD 1793154 · Named on Form ADV at one SEC-registered adviser
At a glance
Summa Corp., an SEC-registered wealth manager based in The Woodlands, TX with $1.6 billion in regulatory assets, lists Maria L. Bernaldo De Quiros on its Form ADV as President, Director and Chief Compliance Officer, a control person.
Firms and roles
- Summa Corp.President, Director and Chief Compliance OfficerWealth manager · The Woodlands, TX · $1.6B in regulatory assets
AtlasMembers
Maria’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Rodrigo G. De La GarzaDirector and Secretary, Summa Corp.
- Alonso Valenzuela Del RioCEO and Director, Summa Corp.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Maria’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.