Financial ADVSR advisor directory · SEC adviser records
The Sum financial advisors in The Woodlands, TX
Every SEC-registered investment adviser representative at a The Sum office in The Woodlands, A to Z.
8 registered advisors work at The Sum in The Woodlands, out of 9 at the firm nationwide; it ranks number 18 in the city by advisors. 5 list the CFP designation and 0 are also registered broker representatives.
The Sum advisors in The Woodlands, A to Z
Every The Sum advisor →- Robert M. BardCertified Financial Planner
- Jill D. ChandlerInvestment adviser rep
- Brady A. CoxCertified Financial Planner
- McKenna A. DehnInvestment adviser rep
- Thomas W. Dunaway IIICertified Financial Planner
- Casey A. MackCertified Financial Planner
- Paul M. Rahn Jr.Certified Financial Planner
- Steven R. ResnickInvestment adviser rep
The Sum advisors in every city and state →The Sum: assets, clients and custodians →Advisor Moves: who changed firms this week →
The Sum advisors in other cities
Other firms in The Woodlands
All The Woodlands advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 68Wells Fargo Clearing Services, LLC 29Strategic Advisers LLC 23Morgan Stanley 20Edward Jones 18Charles Schwab & Co., Inc. 17J.P. Morgan Securities LLC 17Raymond James Financial Services Advisors, Inc. 17Rhame & Gorrell Wealth Management 17UBS Financial Services Inc. 17LPL Financial LLC 15Ameriprise Financial Services, LLC 14
Questions
How many financial advisors does The Sum have in The Woodlands?
8 investment adviser representatives are registered at The Sum offices in The Woodlands, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 9 nationwide. 5 list the CFP designation and 0 are also registered as broker representatives.
Is The Sum one of the largest advisor employers in The Woodlands?
The Sum ranks number 18 in The Woodlands by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 68.
How do I check a The Sum advisor in The Woodlands?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the The Sum office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.