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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in League City, TX

Every SEC-registered investment adviser representative at a firm office in League City, with the firms that employ the most of them.

46 registered advisors work in League City; the most are at LPL Financial LLC (7). 8 list the CFP designation and 38 are also registered broker representatives.

Firms with the most advisors in League City

FirmAdvisors in League City
LPL Financial LLC news7
State Farm Investment Management Corp.6
Strategic Advisers LLC6
Edward Jones news5
J.P. Morgan Securities LLC news4
Wells Fargo Clearing Services, LLC news4
Tremont Street Advisors, LLC3
Ameriprise Financial Services, LLC news1
Ancap Financial1
Bfc Planning, Inc.1
Equitable Advisors, LLC news1
Legacy Wealth Management, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Osaic Wealth, Inc. news1
The Sum1
Triumph Wealth Advisors, Inc.1
Us Growth Partners, LLC1
Van Clemens Wealth Management, LLC1

Advisors in League City, A to Z

CFP advisors in League City →

Other cities in Texas

All of Texas →

Houston 4,722Dallas 3,888Austin 3,485Plano 3,132San Antonio 1,754Fort Worth 1,631Westlake 1,473Frisco 758The Woodlands 540Southlake 325Sugar Land 305El Paso 249McKinney 245Katy 219Lubbock 217Arlington 200Irving 193Tyler 190Richardson 181Corpus Christi 173Spring 157Amarillo 150Addison 148Allen 140

Questions

How many financial advisors are in League City, TX?

46 investment adviser representatives are registered at firm offices in League City, Texas, according to the SEC's Investment Adviser Public Disclosure records. 38 of them are also registered as broker representatives, and 8 list the CFP designation.

Which firm has the most financial advisors in League City?

LPL Financial LLC, with 7 registered advisors in League City, followed by State Farm Investment Management Corp. with 6.

How do I check a financial advisor in League City?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.