Wealth manager, public-company owned · Minneapolis, MN
Van Clemens Wealth Management, LLC
SEC-registered investment adviser · CRD 297362 · SEC 801-129906
At a glance
Van Clemens Wealth Management, LLC is an SEC-registered investment adviser based in Minneapolis, Minnesota, with $470 million in regulatory assets under management as of its Form ADV filed September 1, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 599 individual clients. By Form ADV it is a wealth manager (public-company owned), ranked 3,038th of 8,915 wealth managers and 8,076th of 17,210 SEC-registered advisers by assets.
Main office 612-758-9140vanclemens.comAs filed on Form ADV
- Regulatory AUM
- $470M
- Rank among wealth managers
- #3,038 of 8,915
- Rank among all SEC RIAs
- #8,076 of 17,210
- Rank in Minnesota
- #144 of 276
- Individual clients
- 599
- High-net-worth clients
- 192
- Accounts
- 1,589
- Discretionary
- 99% of AUM
- Employees
- 28
- Advisory staff
- 24
- Offices
- 6
Owners and executives on its Form ADV
- Joseph C. GodfreyPresident / CCO
Custody and brokerage
Broker-dealer
Hybrid RIA
Van Clemens Wealth Management, LLC is a hybrid RIA: 21 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Van Clemens & Co. Incorporated.
- Van Clemens & Co. Incorporated ↗CRD 6914
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, April 2026
Its Form ADV brochure (filed May 2026) names Van Clemens & Co. as the broker-dealer its advisers are registered with.
Compensation for the Sale of Securities or Other Investment Products Some of our Advisory Representatives are also registered representatives of Van Clemens & Co., Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 192 | $342M | 73% |
| Individuals | 407 | $120M | 25% |
| Pension and profit sharing plans | 8 | $6M | 1% |
| Insurance companies | 9 | $2M | <1% |
Disciplinary disclosures
Van Clemens Wealth Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗vanclemens.com ↗
AtlasMembers
The full record on Van Clemens Wealth Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 5,617 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Van Clemens Wealth Management, LLC manage?
Van Clemens Wealth Management, LLC reports $470 million in regulatory assets under management across 1,589 accounts, 99% of it on a discretionary basis, on its Form ADV filed September 1, 2026.
What kind of firm is Van Clemens Wealth Management, LLC?
Van Clemens Wealth Management, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. A public reporting company controls it.
Who are Van Clemens Wealth Management, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($342 million, 192 clients); individuals ($120 million, 407 clients); pension and profit sharing plans ($6 million, 8 clients).
Does Van Clemens Wealth Management, LLC have any disciplinary history?
Van Clemens Wealth Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Van Clemens Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →