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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Appleton, WI

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Appleton, A to Z.

The short answer

4 registered advisors work at Northwestern Mutual Investment Services, LLC in Appleton, out of 1,946 at the firm nationwide; it ranks number 24 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in Appleton, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in Appleton

All Appleton advisors →

Thrivent Investment Management Inc. 74Gateway Wealth Partners, LLC 43LPL Financial LLC 35Osaic Wealth, Inc. 23Wells Fargo Clearing Services, LLC 14Endowment Wealth Management, Inc. 12Ameriprise Financial Services, LLC 11Avaii Wealth Management, LLC 10Edward Jones 10Etf Model Solutions, LLC 10Cambridge Investment Research Advisors, Inc. 9McGlone Suttner Wealth Management, Inc. 8

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in Appleton?

4 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Appleton, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Appleton?

Northwestern Mutual Investment Services, LLC ranks number 24 in Appleton by registered advisors; Thrivent Investment Management Inc. has the most, with 74.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Appleton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.