Wealth manager, independent · Appleton, WI
McGlone Suttner Wealth Management, Inc.
SEC-registered investment adviser · CRD 149830 · SEC 801-112692
At a glance
McGlone Suttner Wealth Management, Inc. is an SEC-registered investment adviser based in Appleton, Wisconsin, with $1.0B in regulatory assets under management as of its Form ADV filed February 26, 2026. It reports 708 individual clients, 290 of them high-net-worth, holding an average of about $1.4 million each, and 14 employees. That ranks it 1100th among the nation’s 5,657 independent wealth management RIAs and 18th of 97 in Wisconsin. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 920-882-5299mcglonesuttner.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among independent wealth managers
- #1,100 of 5,657
- Rank among all SEC RIAs
- #5,368 of 17,210
- Rank in Wisconsin
- #18 of 97
- Individual clients
- 708
- High-net-worth clients
- 290
- Accounts
- 2,913
- Discretionary
- 100% of AUM
- Employees
- 14
- Advisory staff
- 8
- Offices
- 3
Owners and executives on its Form ADV
- Thomas J. SuttnerPresident/chief Compliance Officer
- Jason A. Mc GloneCo-Owner
Custody and brokerage
Broker-dealer
No broker-dealer ties
McGlone Suttner Wealth Management, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 290 | $812M | 81% |
| Individuals | 418 | $165M | 16% |
| Charitable organizations | – | $27M | 3% |
| Corporations or other businesses | – | $2M | <1% |
Disciplinary disclosures
McGlone Suttner Wealth Management, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗mcglonesuttner.com ↗
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- Assets, accounts, clients and staff, ten years of filings
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Wisconsin
All of Wisconsin →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Goldstein Advisors, LLCMadison | $1.1B | 1,069 |
| Form Wealth Advisors, LLCLake Geneva | $1.1B | 771 |
| Walkner Condon Financial Advisors LLCVerona | $1.0B | 799 |
Background
Questions
How much does McGlone Suttner Wealth Management, Inc. manage?
McGlone Suttner Wealth Management, Inc. reports $1.0B in regulatory assets under management across 2,913 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 26, 2026.
How many clients does McGlone Suttner Wealth Management, Inc. have?
It reports 708 individual clients: 290 high-net-worth individuals and 418 other individuals. Individuals account for about 97% of its regulatory assets.
Where is McGlone Suttner Wealth Management, Inc. headquartered?
Its main office is in Appleton, Wisconsin. It reports 3 offices in total and 14 employees, 8 of whom perform investment advisory functions.
How does McGlone Suttner Wealth Management, Inc. charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does McGlone Suttner Wealth Management, Inc. use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed February 26, 2026, it reports these amounts held: Fidelity ($1.0B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is McGlone Suttner Wealth Management, Inc. a hybrid RIA with a broker-dealer?
McGlone Suttner Wealth Management, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is McGlone Suttner Wealth Management, Inc. a fiduciary?
As an SEC-registered investment adviser, McGlone Suttner Wealth Management, Inc. owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is McGlone Suttner Wealth Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →