Investment adviser representative · Sumnicht & Associates, LLC
Scott R. Jones
CRD 5026096 · Appleton, WI
At a glance
Scott R. Jones is an investment adviser representative with Sumnicht & Associates, LLC in Appleton, WI, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Scott’s SEC record dates to 2007, about 19 years ago.
Current advisory firms
- Sumnicht & Associates, LLCSince July 2007Appleton, WI · $108M in regulatory assets
- Isectors, LLCSince January 2010Appleton, WI · $0M in regulatory assets
SEC adviser record
- Registered since
- 2007 (19 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Scott’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.