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Financial ADVSR advisor directory · SEC adviser records

Gentian Financial, Inc. financial advisors in Mequon, WI

Every SEC-registered investment adviser representative at a Gentian Financial, Inc. office in Mequon, A to Z.

The short answer

4 registered advisors work at Gentian Financial, Inc. in Mequon, out of 4 at the firm nationwide; it ranks number 17 in the city by advisors. 3 list the CFP designation and 4 are also registered broker representatives.

Gentian Financial, Inc. advisors in Mequon, A to Z

Every Gentian Financial, Inc. advisor →

Gentian Financial, Inc. advisors in every city and state →Advisor Moves: who changed firms this week →

Other firms in Mequon

All Mequon advisors →

Robert W. Baird & Co. Incorporated 27Spectrum Investment Advisors, Inc. 21Stifel, Nicolaus & Company, Incorporated 18Morgan Stanley 16RBC Capital Markets, LLC 15Richmond Investment Services LLC 11Lido 9LPL Financial LLC 8Northwestern Mutual Investment Services, LLC 7Charles Schwab & Co., Inc. 6Reinhart Partners, LLC 6Steward Partners Investment Advisory, LLC 6

Questions

How many financial advisors does Gentian Financial, Inc. have in Mequon?

4 investment adviser representatives are registered at Gentian Financial, Inc. offices in Mequon, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 3 list the CFP designation and 4 are also registered as broker representatives.

Is Gentian Financial, Inc. one of the largest advisor employers in Mequon?

Gentian Financial, Inc. ranks number 17 in Mequon by registered advisors; Robert W. Baird & Co. Incorporated has the most, with 27.

How do I check a Gentian Financial, Inc. advisor in Mequon?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Gentian Financial, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.