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Financial ADVSR advisor directory · SEC adviser records

Richmond Investment Services LLC financial advisors in Mequon, WI

Every SEC-registered investment adviser representative at a Richmond Investment Services LLC office in Mequon, A to Z.

The short answer

11 registered advisors work at Richmond Investment Services LLC in Mequon, out of 14 at the firm nationwide; it ranks number 6 in the city by advisors. 4 list the CFP designation and 11 are also registered broker representatives.

Richmond Investment Services LLC advisors in Mequon, A to Z

Every Richmond Investment Services LLC advisor →

Richmond Investment Services LLC advisors in every city and state →Richmond Investment Services LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Richmond Investment Services LLC advisors in other cities

Dubuque, IA 3

Other firms in Mequon

All Mequon advisors →

Robert W. Baird & Co. Incorporated 26Spectrum Investment Advisors, Inc. 21Stifel, Nicolaus & Company, Incorporated 18Morgan Stanley 17RBC Capital Markets, LLC 15Lido 10LPL Financial LLC 8Charles Schwab & Co., Inc. 7Northwestern Mutual Investment Services, LLC 7Reinhart Partners, LLC 6Merrill Lynch, Pierce, Fenner & Smith Incorporated 5Raymond James Financial Services Advisors, Inc. 5

Questions

How many financial advisors does Richmond Investment Services LLC have in Mequon?

11 investment adviser representatives are registered at Richmond Investment Services LLC offices in Mequon, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 14 nationwide. 4 list the CFP designation and 11 are also registered as broker representatives.

Is Richmond Investment Services LLC one of the largest advisor employers in Mequon?

Richmond Investment Services LLC ranks number 6 in Mequon by registered advisors; Robert W. Baird & Co. Incorporated has the most, with 26.

How do I check a Richmond Investment Services LLC advisor in Mequon?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Richmond Investment Services LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.