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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Mequon, WI

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Mequon, A to Z.

The short answer

15 registered advisors work at RBC Capital Markets, LLC in Mequon, out of 3,466 at the firm nationwide; it ranks number 5 in the city by advisors. 0 list the CFP designation and 15 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Mequon, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Mequon

All Mequon advisors →

Robert W. Baird & Co. Incorporated 26Spectrum Investment Advisors, Inc. 21Stifel, Nicolaus & Company, Incorporated 18Morgan Stanley 17Richmond Investment Services LLC 11Lido 10LPL Financial LLC 8Charles Schwab & Co., Inc. 7Northwestern Mutual Investment Services, LLC 7Reinhart Partners, LLC 6Merrill Lynch, Pierce, Fenner & Smith Incorporated 5Raymond James Financial Services Advisors, Inc. 5

Questions

How many financial advisors does RBC Capital Markets, LLC have in Mequon?

15 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Mequon, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 0 list the CFP designation and 15 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Mequon?

RBC Capital Markets, LLC ranks number 5 in Mequon by registered advisors; Robert W. Baird & Co. Incorporated has the most, with 26.

How do I check a RBC Capital Markets, LLC advisor in Mequon?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.