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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Mequon, WI

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Mequon, A to Z.

The short answer

7 registered advisors work at Charles Schwab & Co., Inc. in Mequon, out of 5,937 at the firm nationwide; it ranks number 9 in the city by advisors. 1 list the CFP designation and 7 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors in Mequon, A to Z

Every Charles Schwab & Co., Inc. advisor →

Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. advisors in other cities

Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Los Angeles, CA 40

Other firms in Mequon

All Mequon advisors →

Robert W. Baird & Co. Incorporated 26Spectrum Investment Advisors, Inc. 21Stifel, Nicolaus & Company, Incorporated 18Morgan Stanley 17RBC Capital Markets, LLC 15Richmond Investment Services LLC 11Lido 10LPL Financial LLC 8Northwestern Mutual Investment Services, LLC 7Reinhart Partners, LLC 6Merrill Lynch, Pierce, Fenner & Smith Incorporated 5Raymond James Financial Services Advisors, Inc. 5

Questions

How many financial advisors does Charles Schwab & Co., Inc. have in Mequon?

7 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Mequon, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 1 list the CFP designation and 7 are also registered as broker representatives.

Is Charles Schwab & Co., Inc. one of the largest advisor employers in Mequon?

Charles Schwab & Co., Inc. ranks number 9 in Mequon by registered advisors; Robert W. Baird & Co. Incorporated has the most, with 26.

How do I check a Charles Schwab & Co., Inc. advisor in Mequon?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.