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Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Mequon, WI

Every SEC-registered financial advisor at a firm office in Mequon who lists the Certified Financial Planner designation, A to Z.

23 CFP professionals work in Mequon; the most are at Richmond Investment Services LLC (4). 19 are also registered broker representatives.

CFP advisors in Mequon, A to Z

Every advisor in Mequon →

Firms with the most CFP professionals in Mequon

Richmond Investment Services LLC 4Stifel, Nicolaus & Company, Incorporated 4Gentian Financial, Inc. 3Lido 2Raymond James Financial Services Advisors, Inc. 2Ameriprise Financial Services, LLC 1Cetera Investment Advisers LLC 1Charles Schwab & Co., Inc. 1Forefront 1Gallatin Financial Advisors, LLC 1LPL Financial LLC 1Morgan Stanley 1Osaic Wealth, Inc. 1Robert W. Baird & Co. Incorporated 1Spectrum Investment Advisors, Inc. 1

CFP advisors in other Wisconsin cities

All of Wisconsin →

Madison 116Brookfield 97Milwaukee 80Green Bay 75Appleton 61Waukesha 42Middleton 41Altoona 20Eau Claire 18De Pere 17Wausau 17Delafield 12Hudson 12Verona 12Fitchburg 11Janesville 11La Crosse 11Onalaska 11Stevens Point 11Wauwatosa 11Racine 10New Berlin 9Oshkosh 9Pewaukee 9

Questions

How many CFP financial advisors are in Mequon, WI?

23 SEC-registered investment adviser representatives at firm offices in Mequon, Wisconsin list the CFP designation; Richmond Investment Services LLC employs the most of them (4).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Mequon?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.