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Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Wauwatosa, WI

Every SEC-registered financial advisor at a firm office in Wauwatosa who lists the Certified Financial Planner designation, A to Z.

The short answer

11 CFP professionals work in Wauwatosa; the most are at Broadview Financial Management, LLC (5). 5 are also registered broker representatives.

CFP advisors in Wauwatosa, A to Z

Every advisor in Wauwatosa →
  • Todd J. BardenPrincipal Securities, Inc. · Certified Financial Planner
  • Joseph B. DaileyBroadview Financial Management, LLC · Certified Financial Planner
  • Adam W. DodgeBroadview Financial Management, LLC · Certified Financial Planner
  • Lisa E. DregneBroadview Financial Management, LLC · Certified Financial Planner
  • Matthew P. GoihlBroadview Financial Management, LLC · Certified Financial Planner
  • Brian D. KleistCliftonlarsonallen Wealth Advisors, LLC · Certified Financial Planner
  • Alicia B. LantzLPL Financial LLC · Certified Financial Planner
  • Christopher P. SheaIntrinsic Investors LLC · Certified Financial Planner
  • Dean A. TeofiloCetera Investment Advisers LLC · Certified Financial Planner
  • Nathan TurcotteBroadview Financial Management, LLC · Certified Financial Planner
  • Michael A. WhiteCetera Investment Advisers LLC · Certified Financial Planner

Firms with the most CFP professionals in Wauwatosa

Broadview Financial Management, LLC 5Cetera Investment Advisers LLC 2Cliftonlarsonallen Wealth Advisors, LLC 1Intrinsic Investors LLC 1LPL Financial LLC 1Principal Securities, Inc. 1

CFP advisors in other Wisconsin cities

All of Wisconsin →

Madison 116Brookfield 97Milwaukee 80Green Bay 75Appleton 61Waukesha 42Middleton 41Mequon 23Altoona 20Eau Claire 18De Pere 17Wausau 17Delafield 12Hudson 12Verona 12Fitchburg 11Janesville 11La Crosse 11Onalaska 11Stevens Point 11Racine 10New Berlin 9Oshkosh 9Pewaukee 9

Questions

How many CFP financial advisors are in Wauwatosa, WI?

11 SEC-registered investment adviser representatives at firm offices in Wauwatosa, Wisconsin list the CFP designation; Broadview Financial Management, LLC employs the most of them (5).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Wauwatosa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.