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Financial ADVSR advisor directory · SEC adviser records

Ameriprise Financial Services, LLC financial advisors in Mequon, WI

Every SEC-registered investment adviser representative at a Ameriprise Financial Services, LLC office in Mequon, A to Z.

The short answer

4 registered advisors work at Ameriprise Financial Services, LLC in Mequon, out of 11,734 at the firm nationwide; it ranks number 15 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.

Ameriprise Financial Services, LLC advisors in Mequon, A to Z

Every Ameriprise Financial Services, LLC advisor →

Ameriprise Financial Services, LLC advisors in every city and state →Ameriprise Financial Services, LLC: assets, clients and custodians →Ameriprise news and advisor moves →Advisor Moves: who changed firms this week →

Ameriprise Financial Services, LLC advisors in other cities

Minneapolis, MN 445Edina, MN 154Houston, TX 130Columbus, OH 104Charlotte, NC 100Boca Raton, FL 98Las Vegas, NV 95New York, NY 93Honolulu, HI 88Troy, MI 87Scottsdale, AZ 69Indianapolis, IN 67Atlanta, GA 65Austin, TX 64Tampa, FL 63

Other firms in Mequon

All Mequon advisors →

Robert W. Baird & Co. Incorporated 26Spectrum Investment Advisors, Inc. 21Stifel, Nicolaus & Company, Incorporated 18Morgan Stanley 17RBC Capital Markets, LLC 15Richmond Investment Services LLC 11Lido 10LPL Financial LLC 8Charles Schwab & Co., Inc. 7Northwestern Mutual Investment Services, LLC 7Reinhart Partners, LLC 6Merrill Lynch, Pierce, Fenner & Smith Incorporated 5

Questions

How many financial advisors does Ameriprise Financial Services, LLC have in Mequon?

4 investment adviser representatives are registered at Ameriprise Financial Services, LLC offices in Mequon, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 11,734 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Is Ameriprise Financial Services, LLC one of the largest advisor employers in Mequon?

Ameriprise Financial Services, LLC ranks number 15 in Mequon by registered advisors; Robert W. Baird & Co. Incorporated has the most, with 26.

How do I check a Ameriprise Financial Services, LLC advisor in Mequon?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ameriprise Financial Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.