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Financial ADVSR advisor directory · SEC adviser records

Cetera Investment Advisers LLC financial advisors in Waukesha, WI

Every SEC-registered investment adviser representative at a Cetera Investment Advisers LLC office in Waukesha, A to Z.

The short answer

6 registered advisors work at Cetera Investment Advisers LLC in Waukesha, out of 9,253 at the firm nationwide; it ranks number 18 in the city by advisors. 2 list the CFP designation and 6 are also registered broker representatives.

Cetera Investment Advisers LLC advisors in Waukesha, A to Z

Every Cetera Investment Advisers LLC advisor →

Cetera Investment Advisers LLC advisors in every city and state →Cetera Investment Advisers LLC: assets, clients and custodians →Cetera news and advisor moves →Advisor Moves: who changed firms this week →

Cetera Investment Advisers LLC advisors in other cities

San Diego, CA 107Omaha, NE 100Phoenix, AZ 94Dallas, TX 89Minneapolis, MN 89St Louis, MO 85Houston, TX 75Scottsdale, AZ 73El Segundo, CA 72New York, NY 66Overland Park, KS 63St Cloud, MN 57Tampa, FL 55Honolulu, HI 52Minnetonka, MN 52

Other firms in Waukesha

All Waukesha advisors →

Global View Capital Management LLC 60Morgan Stanley 45Robert W. Baird & Co. Incorporated 44Wells Fargo Clearing Services, LLC 21Ellenbecker Investment Group 20Raymond James & Associates, Inc. 18Edward Jones 15Drake & Associates, LLC 14Iag Wealth Partners, LLC 14Merrill Lynch, Pierce, Fenner & Smith Incorporated 14Thrivent Investment Management Inc. 14Dana Investment Advisors Inc. 13

Questions

How many financial advisors does Cetera Investment Advisers LLC have in Waukesha?

6 investment adviser representatives are registered at Cetera Investment Advisers LLC offices in Waukesha, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 9,253 nationwide. 2 list the CFP designation and 6 are also registered as broker representatives.

Is Cetera Investment Advisers LLC one of the largest advisor employers in Waukesha?

Cetera Investment Advisers LLC ranks number 18 in Waukesha by registered advisors; Global View Capital Management LLC has the most, with 60.

How do I check a Cetera Investment Advisers LLC advisor in Waukesha?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cetera Investment Advisers LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.