Founder, Secretary and Treasurer · Ellenbecker Investment Group
Karen J. Ellenbecker
CRD 1412296 · Named on Form ADV at one SEC-registered adviser
At a glance
Ellenbecker Investment Group, an SEC-registered wealth manager based in Waukesha, WI with $2.1 billion in regulatory assets, lists Karen J. Ellenbecker on its Form ADV as Founder, Secretary and Treasurer, a control person.
Firms and roles
- Ellenbecker Investment GroupFounder, Secretary and TreasurerWealth manager · Waukesha, WI · $2.1B in regulatory assets
AtlasMembers
Karen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1997 (29 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Karen’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Julie A. Ellenbecker-LipskyPresident and Chief Executive Officer, Ellenbecker Investment Group
- Michele L. PawlakChief Compliance Officer & Director of Business Services, Ellenbecker Investment Group
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Karen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.