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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Waukesha, WI

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Waukesha, A to Z.

The short answer

11 registered advisors work at LPL Financial LLC in Waukesha, out of 21,094 at the firm nationwide; it ranks number 14 in the city by advisors. 1 list the CFP designation and 11 are also registered broker representatives.

LPL Financial LLC advisors in Waukesha, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Waukesha

All Waukesha advisors →

Global View Capital Management LLC 60Morgan Stanley 45Robert W. Baird & Co. Incorporated 44Wells Fargo Clearing Services, LLC 21Ellenbecker Investment Group 20Raymond James & Associates, Inc. 18Edward Jones 15Drake & Associates, LLC 14Iag Wealth Partners, LLC 14Merrill Lynch, Pierce, Fenner & Smith Incorporated 14Thrivent Investment Management Inc. 14Dana Investment Advisors Inc. 13

Questions

How many financial advisors does LPL Financial LLC have in Waukesha?

11 investment adviser representatives are registered at LPL Financial LLC offices in Waukesha, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 1 list the CFP designation and 11 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Waukesha?

LPL Financial LLC ranks number 14 in Waukesha by registered advisors; Global View Capital Management LLC has the most, with 60.

How do I check a LPL Financial LLC advisor in Waukesha?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.