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Financial ADVSR advisor directory · SEC adviser records

Stifel, Nicolaus & Company, Incorporated financial advisors in Waukesha, WI

Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in Waukesha, A to Z.

The short answer

7 registered advisors work at Stifel, Nicolaus & Company, Incorporated in Waukesha, out of 3,109 at the firm nationwide; it ranks number 18 in the city by advisors. 1 list the CFP designation and 7 are also registered broker representatives.

Stifel, Nicolaus & Company, Incorporated advisors in Waukesha, A to Z

Every Stifel, Nicolaus & Company, Incorporated advisor →

Stifel, Nicolaus & Company, Incorporated advisors in every city and state →Stifel, Nicolaus & Company, Incorporated: assets, clients and custodians →Stifel news and advisor moves →Stifel, Nicolaus & Company, Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Stifel, Nicolaus & Company, Incorporated advisors in other cities

St. Louis, MO 196New York, NY 122Frontenac, MO 51Garden City, NY 45Indianapolis, IN 45Clayton, MO 43Dallas, TX 40Newport Beach, CA 38Chicago, IL 35Morristown, NJ 35San Francisco, CA 34Birmingham, AL 30Boston, MA 27Canfield, OH 26Houston, TX 26

Other firms in Waukesha

All Waukesha advisors →

Global View Capital Management LLC 51Morgan Stanley 46Robert W. Baird & Co. Incorporated 38Ellenbecker Investment Group 20Wells Fargo Clearing Services, LLC 20Raymond James & Associates, Inc. 18Edward Jones 15Thrivent Investment Management Inc. 15Drake & Associates, LLC 14Iag Wealth Partners, LLC 14Merrill Lynch, Pierce, Fenner & Smith Incorporated 14Dana Investment Advisors Inc. 13

Questions

How many financial advisors does Stifel, Nicolaus & Company, Incorporated have in Waukesha?

7 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in Waukesha, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 3,109 nationwide. 1 list the CFP designation and 7 are also registered as broker representatives.

Is Stifel, Nicolaus & Company, Incorporated one of the largest advisor employers in Waukesha?

Stifel, Nicolaus & Company, Incorporated ranks number 18 in Waukesha by registered advisors; Global View Capital Management LLC has the most, with 51.

How do I check a Stifel, Nicolaus & Company, Incorporated advisor in Waukesha?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.