Wealth manager, independent · Waukesha, WI
IAG Wealth Partners, LLC
SEC-registered investment adviser · CRD 109721 · SEC 801-70404
At a glance
IAG Wealth Partners, LLC is an SEC-registered investment adviser based in Waukesha, Wisconsin, with $1.9B in regulatory assets under management as of its Form ADV filed March 27, 2026. It reports 2,339 individual clients, 547 of them high-net-worth, holding an average of about $0.8 million each, and 15 employees. That ranks it 596th among the nation’s 5,657 independent wealth management RIAs and 6th of 97 in Wisconsin. It reports LPL Financial as the custodian for its clients’ separately managed accounts.
Main office 262-446-8150iagwealthpartners.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.9B
- Rank among independent wealth managers
- #596 of 5,657
- Rank among all SEC RIAs
- #3,788 of 17,210
- Rank in Wisconsin
- #6 of 97
- Individual clients
- 2,339
- High-net-worth clients
- 547
- Accounts
- 6,310
- Discretionary
- 100% of AUM
- Employees
- 15
- Advisory staff
- 15
- Offices
- 4
Owners and executives on its Form ADV
- Lori A. WattPresident and Treasurer
- Anne C. SapienzaMember
- Scott D. HeinsMember
- Christopher W. MitchellMember
- Thomas L. PetersonMember
- Russell J. PetersonMember
- Jennifer A. VonrudenChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
IAG Wealth Partners, LLC is a hybrid RIA: 15 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names LPL Financial, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Certain associated persons of IAG are also registered representatives of LPL Financial LLC, a registered broker-dealer, member FINRA/SIPC, and SEC-registered investment adviser.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 547 | $1.2B | 63% |
| Individuals | 1,792 | $668M | 36% |
| Charitable organizations | 10 | $12M | <1% |
| Corporations or other businesses | 7 | $8M | <1% |
| Pension and profit sharing plans | – | $2M | <1% |
Disciplinary disclosures
IAG Wealth Partners, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗iagwealthpartners.com ↗
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The full record on IAG Wealth Partners, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,110 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Wisconsin
All of Wisconsin →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Resonant Capital Advisors, LLCMadison | $3.0B | 609 |
| Ellenbecker Investment GroupWaukesha | $2.1B | 2,277 |
| Operose Advisors LLCMilwaukee | $2.0B | 430 |
| Diversified Management IncMilwaukee | $1.9B | 339 |
| Schaper Benz & Wise Investment Counsel IncNeenah | $1.8B | 388 |
| N.E.W. Advisory Services, LLCDe Pere | $1.6B | 4,842 |
Background
Questions
How much does IAG Wealth Partners, LLC manage?
IAG Wealth Partners, LLC reports $1.9B in regulatory assets under management across 6,310 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
How many clients does IAG Wealth Partners, LLC have?
It reports 2,339 individual clients: 547 high-net-worth individuals and 1,792 other individuals. Individuals account for about 99% of its regulatory assets.
Where is IAG Wealth Partners, LLC headquartered?
Its main office is in Waukesha, Wisconsin. It reports 4 offices in total and 15 employees, 15 of whom perform investment advisory functions.
How does IAG Wealth Partners, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does IAG Wealth Partners, LLC use?
It reports LPL Financial as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 27, 2026, it reports these amounts held: LPL Financial ($1.9B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is IAG Wealth Partners, LLC a hybrid RIA with a broker-dealer?
IAG Wealth Partners, LLC is a hybrid RIA: 15 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is IAG Wealth Partners, LLC a fiduciary?
As an SEC-registered investment adviser, IAG Wealth Partners, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 15 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is IAG Wealth Partners, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →