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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Wauwatosa, WI

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Wauwatosa, A to Z.

The short answer

10 registered advisors work at LPL Financial LLC in Wauwatosa, out of 21,098 at the firm nationwide; it ranks number 4 in the city by advisors. 1 list the CFP designation and 10 are also registered broker representatives.

LPL Financial LLC advisors in Wauwatosa, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Wauwatosa

All Wauwatosa advisors →

LPL Enterprise, LLC 19Principal Securities, Inc. 17MML Investors Services, LLC 12Equitable Advisors, LLC 9Cetera Investment Advisers LLC 7Broadview Financial Management, LLC 5Cliftonlarsonallen Wealth Advisors, LLC 4Global Retirement Partners LLC 4Intrinsic Investors LLC 3Robert W. Baird & Co. Incorporated 3

Questions

How many financial advisors does LPL Financial LLC have in Wauwatosa?

10 investment adviser representatives are registered at LPL Financial LLC offices in Wauwatosa, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 1 list the CFP designation and 10 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Wauwatosa?

LPL Financial LLC ranks number 4 in Wauwatosa by registered advisors; LPL Enterprise, LLC has the most, with 19.

How do I check a LPL Financial LLC advisor in Wauwatosa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.